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Alex Kenneth Klingensmith

Other Names: Alex Klingsmith
Firm:
Questar Capital Corporation
Type: Registered Representative
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Description

Alex Klingensmith is a financial professional at Questar Capital Corporation, a broker-dealer with 685 registered representatives nationwide. Alex has held an industry securities registration for less than a year and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Alex Kenneth Klingensmith has not answered any questions on Financial Q&A.

Top Guides

Alex Kenneth Klingensmith has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Questar Capital Corporation 1 year, 9 months Sep 2011 - Present
North County Group, Inc 4 years, 5 months Jan 2009 - Present
Promark Financial 3 years, 10 months Mar 2005 - Jan 2009
Student 3 years, 7 months Sep 2001 - Apr 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
03/07/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 11/03/2011
Investment Company Products/Variable Contracts Representative Examination Series 6 10/11/2011

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions