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Andre Grant

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Other Names: Andre P Grant
Type: SEC and FINRA Registered

Andre Grant is a financial professional at Edward Jones, a broker-dealer with over 16,700 registered representatives nationwide. Andre has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Edward Jones 2 years, 11 months Jan 2013 - Present
Morgan Stanley Smith Barney 1 year, 2 months Aug 2011 - Oct 2012
Norwegian Cruise Line 3 years, 2 months Jun 2008 - Aug 2011
Online Vacation Center 8 months Sep 2007 - May 2008
Rice and Peas, LLC 3 years Sep 2004 - Sep 2007
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 11/21/2011
General Securities Representative ExaminationSeries 7 10/12/2011

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Andre Grant has not answered any questions on Financial Q&A.

Top Articles

Andre Grant has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets