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Edwin Alvarez

Firm:
CCO Investment Services Corp.
Type: Registered Representative
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Description

Edwin Alvarez is a financial professional at CCO Investment Services Corp., a broker-dealer with 518 registered representatives nationwide. Edwin has held an industry securities registration for 3 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Edwin Alvarez has not answered any questions on Financial Q&A.

Top Guides

Edwin Alvarez has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
CCO Investment Services Corp. 2 years Jun 2011 - Present
MML Investors Services, Inc. 2 years, 5 months Jan 2009 - Jun 2011
Massmutuallife Insurance Company 2 years, 6 months Dec 2008 - Jun 2011
Fidelity Investments 2 years, 11 months Oct 2005 - Sep 2008
Riviera Inn 6 years, 5 months May 1999 - Oct 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/28/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 03/17/2009
Investment Company Products/Variable Contracts Representative Examination Series 6 03/03/2009

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets