Home  >  BrightScope Advisor Pages  >  Justin Michelle Roundtree

Justin Michelle Roundtree

Is this you? (Click to claim profile)
Contact Advisor


Type: Registered Representative

Justin Roundtree is a financial professional at Tiaa-Cref Advice and Planning Services, a broker-dealer with over 3,800 registered representatives nationwide. Justin has held an industry securities registration for 12 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Tiaa-Cref Individual & Institutional Services, LLC 2 years, 2 months Mar 2013 - Present
TIAA 2 years, 2 months Mar 2013 - Present
Aegis Cap. Corp. 3 years, 3 months Dec 2009 - Mar 2013
Absolute Hardwood 6 years, 4 months Jan 2009 - Present
Jh Darbie & Co 1 year, 2 months Oct 2008 - Dec 2009
First London 4 months Jun 2008 - Oct 2008
Barron Moore, Inc 2 years, 3 months Mar 2006 - Jun 2008
Salomon Grey 6 years, 3 months Dec 1999 - Mar 2006
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/21/2002
Limited Representative-Equity Trader ExamSeries 55 05/12/2001
General Securities Representative ExaminationSeries 7 04/16/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Justin Michelle Roundtree has not answered any questions on Financial Q&A.

Top Guides

Justin Michelle Roundtree has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets