Justin Roundtree is a financial professional at Tiaa-Cref Advice and Planning Services, a broker-dealer with over 3,250 registered representatives nationwide. Justin has held an industry securities registration for 12 years and is subject to FINRA oversight.
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|High Net Worth Individuals|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Tiaa-Cref Individual & Institutional Services, LLC||1 year||Mar 2013 - Present|
|TIAA||1 year||Mar 2013 - Present|
|Aegis Cap Corp.||3 years, 3 months||Dec 2009 - Mar 2013|
|Absolute Hardwood||5 years, 2 months||Jan 2009 - Present|
|Jh Darbie & Co.||1 year, 2 months||Oct 2008 - Dec 2009|
|First London||4 months||Jun 2008 - Oct 2008|
|Barron Moore, Inc.||2 years, 3 months||Mar 2006 - Jun 2008|
|Salomon Grey||6 years, 3 months||Dec 1999 - Mar 2006|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Securities Agent State Law Examination||Series 63||06/21/2002|
|Limited Representative-Equity Trader Exam||Series 55||05/12/2001|
|General Securities Representative Examination||Series 7||04/16/2001|
Types of Compensation Arrangements
- Percentage of Assets
- Other: COMPENSATION FROM AFFILIATES