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Juana Francisca Stroughn

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Information

Other Names: Estevez, Juana Francisca Torres
Firm:
Type: Registered Representative
Description

Juana Stroughn is a financial professional at Hsbc Securities (USA) Inc., a broker-dealer with over 2,300 registered representatives nationwide. Juana has held an industry securities registration for 10 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
HSBC 7 years, 11 months Oct 2006 - Present
Chase Manhattan Bank 12 years, 2 months Aug 1994 - Oct 2006
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/06/2003
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 03/27/2000

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Juana Francisca Stroughn has not answered any questions on Financial Q&A.

Top Guides

Juana Francisca Stroughn has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/18/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees