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Clark Gregory Frese

Other Names: Clark G Frese
Firm:
Asset Strategy Consultants LLC
Additional Firm:
Asset Strategy Retirement Plan Consultants, LLC
Managing Member/Chief Compliance Officer
Type: RIA
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Description

Clark Frese an executive and is sole owner of Asset Strategy Retirement Plan Consultants, LLC, a $60M dollar RIA based in Mechanicsburg, PA. Clark is also registered with Asset Strategy Consultants LLC, a $8B dollar RIA based in Cockeysville, MD. Clark has held an industry securities registration for 9 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Clark Gregory Frese has not answered any questions on Financial Q&A.

Top Guides

Clark Gregory Frese has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Charitable Organizations
Pension and Profit Sharing Plans
Corporations or Other Businesses
Individuals
High Net Worth Individuals
State or Municipal Government Entities
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Asset Strategy Retirement Plan Consultants, LLC 4 years, 9 months Aug 2008 - Present
Asset Strategy Consultants 5 years, 2 months Mar 2008 - Present
Triad Advisors, Inc. 7 months Feb 2008 - Sep 2008
Charles River Retirement Consultants, Inc. 7 years, 3 months Feb 2006 - Present
NFP Securities, Inc. 4 years, 7 months Jul 2003 - Feb 2008
Invesmart Securities, LLC 1 year, 6 months Dec 2001 - Jun 2003
Invesmart Advisors Inc 1 year, 6 months Dec 2001 - Jun 2003
Partners Securities, Inc. 3 years, 11 months Jan 1998 - Dec 2001
Invesmart, Inc. 25 years, 5 months Jan 1978 - Jun 2003
Pension Consultants Inc 23 years, 11 months Jan 1978 - Dec 2001
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/06/2009, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
11/06/2009
11/06/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 04/04/2001
Registered Representative Examination Series 1 12/06/1972

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: ONE-TIME PROJECTS, WITH NEGOTIATED FEE