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Gautam Ahuja

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Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with Credit Suisse Securities (USA) LLC ended in March 1, 2014.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Credit Suisse Securities (USA) LLC 14 years, 5 months Jul 2001 - Present
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 06/17/2009
National Commodity Futures ExaminationSeries 3 08/05/2004
Limited Representative-Equity Trader ExamSeries 55 08/19/2003
Uniform Securities Agent State Law ExaminationSeries 63 11/26/2001
General Securities Representative ExaminationSeries 7 11/05/2001

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Gautam Ahuja has not answered any questions on Financial Q&A.

Top Articles

Gautam Ahuja has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.