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John A. Kvale, CFA, CFP®

John A. Kvale, CFA, CFP®
Other Names: John Allen Kvale
Firm:
J.K. Financial, Inc.
Chief Compliance Officer
President
Type: RIA
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Description

John Kvale an executive and is the majority owner of J.K. Financial, Inc., a $52M dollar RIA based in Dallas, TX. John has held an industry securities registration for 23 years and is subject to SEC oversight.

BrightScope Advisor Metrics

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Answers and Guides

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Level 12 Level 12 Contributor 5 Answers and 1 Financial Guide

Top Answers

What are the 5 top Stock funds and the 2 Top Bond Funds used currently in 401(s) plans in the US?

Answered Jun 04, 2012
8 votes
In this Investment News article (http://www.investmentnews.com/article/20101003/REG/310039997#), several funds from the American Funds and Fidelity are the most popular funds in 401k plans at the time of the study. Due to the size of many 401k plans it ...(more)

Is it a good idea to freeze my kids' credit?

Answered Aug 15, 2012
7 votes
In most cases their age will not allow them to be extended credit for several more years. If theft occurred and their ages were incorrect, there would be a low likely hood if issues for them. A credit watch guard or notification service may help ease ...(more)

How can i log in to my account?

Answered Jun 04, 2012
4 votes
Generally, you can review your latest statement for information concerning where to log into your account. If that is not easily completed, call the information number on your related web site or your latest statement.
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Top Guides

401k Allocations and Personal Rules

Published May 11, 2012
6 votes
With the decline in defined benefit plans (employer paid pension plans), responsibility has shifted to individual investors for saving, allocating and monitoring our own retirement plans. The most recognizable type of retirement plan is the ...(more)
*Answers and guides are provided without compensation.

Advisor Information

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Advisor Client Types

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ownership pie chart
High Net Worth Individuals 90%
Individuals 5%
Pension and Profit Sharing Plans 5%

*The Client Types data displayed has been entered by the advisor and has not been verified.

Experience and Employment History

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Employer Years Dates
J.K. Financial, Inc. 7 years, 10 months Jul 2005 - Present
LPL Financial LLC 10 years Jul 1995 - Jul 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 05/09/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
05/09/2012
05/09/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 03/12/1996
General Securities Representative Examination Series 7 05/15/1995
Uniform Securities Agent State Law Examination Series 63 04/09/1990
Investment Company Products/Variable Contracts Representative Examination Series 6 04/03/1990

Advisor Compensation Arrangements

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Fee Only
Advisor

This advisor has certified that they are compensated solely by their clients, and do not accept commissions or compensation of any kind based on the products they recommend.

Types of Compensation Arrangements

Compensation Arrangement Chart