Adrienne M Medlin
| Other Names: |
Adrienne M Sniffen, Adrienne Sniffen
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| Firm: |
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| Type: |
Registered Representative |
Description
Adrienne Medlin a financial professional at LPL Financial LLC, a broker-dealer with over 15,900 registered representatives nationwide. Adrienne has held an industry securities registration for 7 years and is subject to FINRA oversight.
BrightScope Advisor Metrics
Answers and Guides
0 Answers and 0 Financial Guides
Top Answers
Adrienne M Medlin has not answered any questions on Financial Q&A.
Top Guides
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*Answers and guides are provided without compensation.
Firm Client Types
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Individuals |
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High Net Worth Individuals |
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Pension and Profit Sharing Plans |
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Corporations or Other Businesses |
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Charitable Organizations |
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State or Municipal Government Entities |
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Insurance Companies |
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
Experience and Employment History
| Employer |
Years |
Dates |
|
LPL Financial LLC
|
1 year, 9 months
|
Aug 2011 -
Present
|
|
Securities America, Inc.
|
7 years, 4 months
|
Apr 2004 -
Aug 2011
|
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Integrated Financial Group
|
7 years, 7 months
|
Jan 2004 -
Aug 2011
|
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Veravest Investments
|
1 year
|
Jan 2003 -
Jan 2004
|
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State of Georgia
|
5 months
|
Aug 2002 -
Jan 2003
|
|
Eckerd Pharmacy
|
2 years, 3 months
|
Apr 2000 -
Jul 2002
|
*Experience and Employment History information reflects the past 10
years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and
employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm
and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.
Licenses and Conduct
| Regulator |
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License Status
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Registered
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Disclosures
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| As of Date |
08/09/2011
|
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
Advisor Exams
| Exam |
Series |
Passed Date |
| Uniform Combined State Law Examination |
Series 66 |
05/13/2008 |
| General Securities Representative Examination |
Series 7 |
07/20/2004 |
Firm Compensation Arrangements
Types of Compensation Arrangements
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Percentage of Assets
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Hourly Charges
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Fixed Fees
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Commissions