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Aaron Bart Moulton

Other Names: Aaron B Moulton
Firm:
Wells Fargo Advisors, LLC
Type: Dual Registration
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Description

Aaron Moulton a financial professional at Wells Fargo Advisors, LLC, a broker-dealer with over 24,900 registered representatives nationwide. Aaron has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Aaron Bart Moulton has not answered any questions on Financial Q&A.

Top Guides

Aaron Bart Moulton has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Wells Fargo Advisors, LLC (19616) 4 years May 2009 - Present
Wachovia Securities, LLC 5 years, 10 months Jul 2003 - May 2009
Wachovia Securities, LLC < 1 month Jul 2003 - Jul 2003
Prudential Securities Inc, 2 years, 4 months Mar 2001 - Jul 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 08/15/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
08/15/2012
10/21/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Futures Managed Funds Examination Series 31 08/06/2003
Uniform Investment Adviser Law Examination Series 65 09/10/1996
Uniform Securities Agent State Law Examination Series 63 09/10/1996
General Securities Representative Examination Series 7 08/15/1996

Firm Compensation Arrangements

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No compensation arrangements listed.