Karl Palasz is a financial professional at William Blair & Company L.L.C., a broker-dealer with 838 registered representatives nationwide. Karl has held an industry securities registration for 13 years and is subject to FINRA oversight.
Top AnswersKarl Anthony Palasz has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Other Investment Advisors|
|State or Municipal Government Entities|
|Corporations or Other Businesses|
|Other Pooled Investment Vehicles|
|Pension and Profit Sharing Plans|
|Banking or Thrift Institutions|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|William Blair & Company L.L.C.||15 years, 11 months||Apr 1998 - Present|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|General Securities Principal Examination||Series 24||03/15/2004|
|Uniform Securities Agent State Law Examination||Series 63||09/20/1999|
|General Securities Representative Examination||Series 7||05/10/1999|
Types of Compensation Arrangements
- Percentage of Assets
- Fixed Fees
- Performance-based Fees