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Karl Anthony Palasz

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Information

Firm:
Type: Registered Representative
Description

Karl Palasz is a financial professional at William Blair & Company L.L.C., a broker-dealer with 855 registered representatives nationwide. Karl has held an industry securities registration for 15 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
William Blair & Company L.L.C. 16 years, 8 months Apr 1998 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 03/15/2004
Uniform Securities Agent State Law ExaminationSeries 63 09/20/1999
General Securities Representative ExaminationSeries 7 05/10/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Karl Anthony Palasz has not answered any questions on Financial Q&A.

Top Guides

Karl Anthony Palasz has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Other Investment Advisors
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Investment Companies
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
11/04/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Performance-based Fees