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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Nationwide Investment Services Corporation 8 years Feb 2008 - Present
M&T Securities 1 year, 10 months Mar 2006 - Jan 2008
Banc of America Investment Services, Inc. 7 months Jul 2005 - Feb 2006
Nationwide Investment Services 3 years, 2 months May 2002 - Jul 2005
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Christopher John Bauer?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Nov 18, 2013
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Nationwide Investment Services Corporation

Last updated on Aug. 31, 2006
    • $1.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 5K
      Accounts
    • $283.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
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