Christopher Bauer is a financial professional at Nationwide Investment Services Corporation, a broker-dealer with over 1,850 registered representatives nationwide. Christopher has held an industry securities registration for 5 years and is subject to FINRA oversight.
Top AnswersChristopher John Bauer has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
|State or Municipal Government Entities|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Nationwide Investment Services Corporation||6 years, 1 month||Feb 2008 - Present|
|M&T Securities||1 year, 10 months||Mar 2006 - Jan 2008|
|Banc of America Investment Services, Inc.||7 months||Jul 2005 - Feb 2006|
|Nationwide Investment Services||3 years, 2 months||May 2002 - Jul 2005|
1 Customer Dispute
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|General Securities Representative Examination||Series 7||05/15/2006|
|Investment Company Products/Variable Contracts Representative Examination||Series 6||07/25/1997|
|Uniform Securities Agent State Law Examination||Series 63||03/31/1997|
Types of Compensation Arrangements
- Percentage of Assets
- Fixed Fees