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Information

Firm:
Type: Registered Representative
Description

Shaye Wade is a financial professional at Curian Clearing, LLC, a broker-dealer with 171 registered representatives nationwide. Shaye has held an industry securities registration for 14 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Shaye Lynn Wade has not answered any questions on Financial Q&A.

Top Guides

Shaye Lynn Wade has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Curian Capital, LLC 1 year, 9 months Jul 2012 - Present
Curian Clearing, LLC 1 year, 9 months Jul 2012 - Present
Old Mutual Capital, Inc. 7 years, 9 months Aug 2004 - May 2012
Transamerica Capital, Inc. 3 years, 6 months Jan 2001 - Jul 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 02/24/2009
General Securities Representative Examination Series 7 11/22/2000
Investment Company Products/Variable Contracts Representative Examination Series 6 01/26/1998

Firm Compensation Arrangements

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No compensation arrangements listed.