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Shaye Lynn Wade

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Information

Firm:
Type: Registered Representative
Description

Shaye Wade is a financial professional at Curian Clearing, LLC, a broker-dealer with 138 registered representatives nationwide. Shaye has held an industry securities registration for 14 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Curian Capital, LLC 2 years, 4 months Jul 2012 - Present
Curian Clearing, LLC 2 years, 4 months Jul 2012 - Present
Old Mutual Capital, Inc. 7 years, 9 months Aug 2004 - May 2012
Transamerica Capital, Inc. 3 years, 6 months Jan 2001 - Jul 2004
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 02/24/2009
General Securities Representative ExaminationSeries 7 11/22/2000
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/26/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Shaye Lynn Wade has not answered any questions on Financial Q&A.

Top Guides

Shaye Lynn Wade has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/20/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.