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John Thomas Sheehan

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Information

Other Names: John T Sheehan III, Jt Sheehan
Firm:
Additional Firm:
Type: Dual Registration
Description

John Sheehan is a financial professional at Columbia Management Investment Distributors, Inc., a broker-dealer with 362 registered representatives nationwide. John is also registered with Columbia Management Investment Advisers, LLC, a $337B RIA based in Boston, MA. John has held an industry securities registration for 2 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Columbia Management Investment Distributors, Inc. 2 months, 3 weeks Sep 2014 - Present
Hennion & Walsh 2 years, 10 months Oct 2011 - Aug 2014
Atlantic Health 1 year, 3 months Jun 2010 - Sep 2011
Merril Lynch 2 months Jun 2009 - Aug 2009
St. Bonaventure University 3 years, 9 months Aug 2007 - May 2011
Delivery Now 6 months Feb 2007 - Aug 2007
Westfield High School 3 years, 10 months Sep 2003 - Jul 2007
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/28/2014
Uniform Securities Agent State Law ExaminationSeries 63 01/23/2012
General Securities Representative ExaminationSeries 7 12/12/2011

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

John Thomas Sheehan has not answered any questions on Financial Q&A.

Top Guides

John Thomas Sheehan has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Other Pooled Investment Vehicles
Pension and Profit Sharing Plans
Corporations or Other Businesses
Investment Companies
Other Investment Advisors
State or Municipal Government Entities
Other
Individuals
Charitable Organizations
Banking or Thrift Institutions
High Net Worth Individuals
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/19/2014
11/16/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Performance-based Fees