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Herve Liegeois

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Firm: No Current Employment Listed

This advisor is no longer actively registered. Their most recent registration with Raymond James Financial Services Advisors, Inc ended in December 23, 2014.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Insurance-Non Variable 3 years Oct 2012 - Present
Raymond James Financial Services Advisors, Inc. 5 years, 9 months Jan 2010 - Present
Raymond James Financial Services, Inc 7 years Oct 2008 - Present
Raymond James & Associates, Inc. 11 years, 6 months Apr 1997 - Oct 2008
ExamSeriesPassed Date
Futures Managed Funds ExaminationSeries 31 02/18/2004
Uniform Investment Adviser Law ExaminationSeries 65 05/30/1997
Uniform Securities Agent State Law ExaminationSeries 63 05/13/1997
General Securities Representative ExaminationSeries 7 04/22/1997
National Commodity Futures ExaminationSeries 3 07/15/1988

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Herve Liegeois has not answered any questions on Financial Q&A.

Top Articles

Herve Liegeois has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status
Not registered
Not registered

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.