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Information

Other Names: Morris Man Chen
Firm:
Type: Registered Representative
Description

Man Chen is a financial professional at Fortune Securities, Inc., a broker-dealer with 16 registered representatives California and Colorado. Man has held an industry securities registration for 13 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Man Chen has not answered any questions on Financial Q&A.

Top Guides

Man Chen has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Fortune Securities, Inc. 5 years, 6 months Oct 2008 - Present
Grand Prospects Insurance Services 5 years, 6 months Oct 2008 - Present
NFP Securities, Inc. 1 year, 9 months Jan 2007 - Oct 2008
Transamerica Financial Resources, Inc. 8 years, 9 months Apr 1998 - Jan 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
03/01/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Investment Company Products/Variable Contracts Representative Examination Series 6 02/11/1999
Uniform Securities Agent State Law Examination Series 63 07/28/1998

Firm Compensation Arrangements

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No compensation arrangements listed.