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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
UBS Financial Services Inc. 1 year, 1 month Jan 2015 - Present
Hsbc Securities (USA) Inc. 9 years, 11 months Jan 2005 - Dec 2014
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Emilio Arguello?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Emilio Arguello

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Aug 28, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Sep 5, 2015
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

UBS Financial Services Inc.

Last updated on Nov. 13, 2015
    • $372.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 828K
      Accounts
    • $449.2K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • See Schedule D - Miscellaneous
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