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Emilio Arguello

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Other Names: Carlos Emilio Arguello
Type: Registered Representative

Emilio Arguello is a financial professional at Hsbc Securities (USA) Inc., a broker-dealer with over 2,200 registered representatives nationwide. Emilio has held an industry securities registration for 9 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Hsbc Securities (USA) Inc. 9 years, 11 months Jan 2005 - Present
Hsbc Bankusa 22 years, 10 months Mar 1992 - Present
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 09/30/2002

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Emilio Arguello has not answered any questions on Financial Q&A.

Top Guides

Emilio Arguello has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees