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Emilio Arguello

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Information

Other Names: Carlos Emilio Arguello
Firm:
Type: Registered Representative
Description

Emilio Arguello is a financial professional at Hsbc Securities (USA) Inc., a broker-dealer with over 2,350 registered representatives nationwide. Emilio has held an industry securities registration for 9 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Hsbc Securities (USA) Inc. 9 years, 9 months Jan 2005 - Present
Hsbc Bankusa 22 years, 7 months Mar 1992 - Present
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 09/30/2002

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Emilio Arguello has not answered any questions on Financial Q&A.

Top Guides

Emilio Arguello has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
08/24/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees