Home  >  BrightScope Advisor Pages  >  Emilio Arguello

Emilio Arguello

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Hsbc Securities (USA) Inc. ended in December 1, 2014.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Hsbc Securities (USA) Inc. 10 years Jan 2005 - Present
Hsbc Bank USA 22 years, 11 months Mar 1992 - Present
Exams
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 09/30/2002

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Emilio Arguello has not answered any questions on Financial Q&A.

Top Guides

Emilio Arguello has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
01/10/2015
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.