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Frank Albert Hayn

Other Names: Frank Albert Hayn III
Firm:
National Planning Corporation ("NPC of America" in FL & NY)
Type: Registered Representative
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Description

Frank Hayn a financial professional at National Planning Corporation ("NPC of America" in FL & NY), a broker-dealer with over 1,700 registered representatives nationwide. Frank has held an industry securities registration for 14 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Frank Albert Hayn has not answered any questions on Financial Q&A.

Top Guides

Frank Albert Hayn has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Sunamerica Retirement Markets, Inc. 7 years, 2 months Jan 2005 - Mar 2012
Sunamerica Capital Services, Inc. 9 years, 10 months May 2002 - Mar 2012
Sentra Securities Corporation 1 year, 10 months Jul 2000 - May 2002
Sunamerica Retirement Markets, Inc. 4 years, 9 months Apr 2000 - Jan 2005
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
03/20/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 01/11/2002
General Securities Representative Examination Series 7 03/18/1999
Investment Company Products/Variable Contracts Representative Examination Series 6 05/14/1998

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees