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Information

Firm:
Type: Registered Representative
Description

William Bremer is a financial professional at Maxim Group LLC, a broker-dealer with 269 registered representatives nationwide. William has held an industry securities registration for 8 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Bremer has not answered any questions on Financial Q&A.

Top Guides

William Bremer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Maxim Group LLC 7 years, 10 months Jun 2006 - Present
Rodman & Renshaw, LLC 7 months Nov 2005 - Jun 2006
Andrecca Inc 3 years, 5 months Jun 2002 - Nov 2005
Andover Brokerage, L.L.C. 2 years, 5 months Jan 2000 - Jun 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/28/2008
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Research Analyst Exam - Part I Analysis Module Series 86 08/22/2007
Research Analyst Exam - Part II Regulations Module Series 87 01/23/2006
Uniform Securities Agent State Law Examination Series 63 12/30/2005
General Securities Representative Examination Series 7 12/18/2005
Limited Representative-Equity Trader Exam Series 55 07/10/2001

Firm Compensation Arrangements

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No compensation arrangements listed.