Home  >  BrightScope Advisor Pages  >  William Bremer

William Bremer

Is this you? (Click to claim profile)
Contact Advisor

Information

Firm:
Type: Registered Representative
Description

William Bremer is a financial professional at Maxim Group LLC, a broker-dealer with 271 registered representatives nationwide. William has held an industry securities registration for 8 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Maxim Group LLC 8 years, 6 months Jun 2006 - Present
Rodman & Renshaw, LLC 7 months Nov 2005 - Jun 2006
Andrecca Inc 3 years, 5 months Jun 2002 - Nov 2005
Andover Brokerage, L.L.C. 2 years, 5 months Jan 2000 - Jun 2002
Exams
ExamSeriesPassed Date
Research Analyst Exam - Part I Analysis ModuleSeries 86 08/22/2007
Research Analyst Exam - Part II Regulations ModuleSeries 87 01/23/2006
Uniform Securities Agent State Law ExaminationSeries 63 12/30/2005
General Securities Representative ExaminationSeries 7 12/18/2005
Limited Representative-Equity Trader ExamSeries 55 07/10/2001

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

William Bremer has not answered any questions on Financial Q&A.

Top Guides

William Bremer has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/28/2008
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

No compensation arrangements listed.