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William Bremer

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Type: Registered Representative

William Bremer is a financial professional at Maxim Group LLC, a broker-dealer with 260 registered representatives nationwide. William has held an industry securities registration for 8 years and is subject to FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Maxim Group LLC 9 years, 5 months Jun 2006 - Present
Rodman & Renshaw, LLC 7 months Nov 2005 - Jun 2006
Andrecca Inc 3 years, 5 months Jun 2002 - Nov 2005
Andover Brokerage, L.L.C. 2 years, 5 months Jan 2000 - Jun 2002
ExamSeriesPassed Date
Research Analyst Exam - Part I Analysis ModuleSeries 86 08/22/2007
Research Analyst Exam - Part II Regulations ModuleSeries 87 01/23/2006
Uniform Securities Agent State Law ExaminationSeries 63 12/30/2005
General Securities Representative ExaminationSeries 7 12/18/2005
Limited Representative-Equity Trader ExamSeries 55 07/10/2001

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

William Bremer has not answered any questions on Financial Q&A.

Top Articles

William Bremer has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

License Status

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.