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Matthew J Johnson

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Other Names: Matthew Johnson
Type: SEC and FINRA Registered

Matthew Johnson is a financial professional at Woodbury Financial Services, Inc., a broker-dealer with over 1,450 registered representatives nationwide. Matthew has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Fortis Investors, Inc. 14 years, 10 months Feb 2001 - Present
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 12/23/2004
General Securities Representative ExaminationSeries 7 12/06/2001
Uniform Investment Adviser Law ExaminationSeries 65 12/22/1999
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 08/22/1998
Uniform Securities Agent State Law ExaminationSeries 63 01/12/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/05/1998

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Matthew J Johnson has not answered any questions on Financial Q&A.

Top Articles

Matthew J Johnson has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions