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Matthew J Johnson

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Information

Other Names: Matthew Johnson
Firm:
Type: Dual Registration
Description

Matthew Johnson is a financial professional at Woodbury Financial Services, Inc., a broker-dealer with over 1,400 registered representatives nationwide. Matthew has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Fortis Investors, Inc. 13 years, 10 months Feb 2001 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 12/23/2004
General Securities Representative ExaminationSeries 7 12/06/2001
Uniform Investment Adviser Law ExaminationSeries 65 12/22/1999
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 08/22/1998
Uniform Securities Agent State Law ExaminationSeries 63 01/12/1998
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/05/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Matthew J Johnson has not answered any questions on Financial Q&A.

Top Guides

Matthew J Johnson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
10/16/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions