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Information

Other Names: Matthew Johnson
Firm:
Type: Dual Registration
Description

Matthew Johnson is a financial professional at Woodbury Financial Services, Inc., a broker-dealer with over 1,350 registered representatives nationwide. Matthew has held an industry securities registration for 15 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Matthew J Johnson has not answered any questions on Financial Q&A.

Top Guides

Matthew J Johnson has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Fortis Investors, Inc. 13 years, 2 months Feb 2001 - Present
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/21/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
11/21/2012
10/16/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 12/23/2004
General Securities Representative Examination Series 7 12/06/2001
Uniform Investment Adviser Law Examination Series 65 12/22/1999
Investment Company Products/Variable Contracts Principal Examination Series 26 08/22/1998
Uniform Securities Agent State Law Examination Series 63 01/12/1998
Investment Company Products/Variable Contracts Representative Examination Series 6 01/05/1998

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions