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Information

Firm:
Vbc Securities, LLC
Managing Member/ CCO / CEO
Type: Registered Representative
Description

Peter Mastriano is the majority owner of Vbc Securities, LLC, a broker-dealer with 8 registered representatives nationwide. Peter has held an industry securities registration for 16 years and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Peter Mastriano has not answered any questions on Financial Q&A.

Top Guides

Peter Mastriano has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Citco Fund Services 6 years, 10 months Jun 2007 - Present
Bny Alternative Investment Services 2 years, 7 months Nov 2004 - Jun 2007
Caledonian Fund Services USA 7 months Apr 2004 - Nov 2004
Vbc Securities, LLC 11 years, 1 month Mar 2003 - Present
Hemisphere Financial Services 3 years Apr 2001 - Apr 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/12/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
NYSE Compliance Officer Examination Series 14 10/25/1998
General Securities Sales Supervisor Examination (Options Module & GeneralModule) Series 8 04/30/1998
General Securities Principal Examination Series 24 12/03/1994
Registered Options Principal Examination Series 4 03/05/1994
Uniform Securities Agent State Law Examination Series 63 10/02/1993
General Securities Representative Examination Series 7 09/11/1993

Firm Compensation Arrangements

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No compensation arrangements listed.