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Peter Mastriano

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Information

Firm:
Vbc Securities, LLC
Managing Member/ CCO / CEO
Type: Registered Representative
Description

Peter Mastriano is the majority owner of Vbc Securities, LLC, a broker-dealer with 9 registered representatives nationwide. Peter has held an industry securities registration for 16 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Citco Fund Services 7 years, 2 months Jun 2007 - Present
Bny Alternative Investment Services 2 years, 7 months Nov 2004 - Jun 2007
Caledonian Fund Services USA 7 months Apr 2004 - Nov 2004
Vbc Securities, LLC 11 years, 5 months Mar 2003 - Present
Hemisphere Financial Services 3 years Apr 2001 - Apr 2004
Exams
ExamSeriesPassed Date
NYSE Compliance Officer ExaminationSeries 14 10/25/1998
General Securities Sales Supervisor Examination (Options Module & GeneralModule)Series 8 04/30/1998
General Securities Principal ExaminationSeries 24 12/03/1994
Registered Options Principal ExaminationSeries 4 03/05/1994
Uniform Securities Agent State Law ExaminationSeries 63 10/02/1993
General Securities Representative ExaminationSeries 7 09/11/1993

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Peter Mastriano has not answered any questions on Financial Q&A.

Top Guides

Peter Mastriano has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
01/12/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.