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Gregory Henry Zwick

Other Names: Gregory H Zwick
Firm:
Cetera Advisor Networks LLC
Type: Dual Registration
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Description

Gregory Zwick a financial professional at Cetera Advisor Networks LLC, a broker-dealer with over 2,100 registered representatives nationwide. Gregory has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Gregory Henry Zwick has not answered any questions on Financial Q&A.

Top Guides

Gregory Henry Zwick has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
State or Municipal Government Entities
Business Development Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Financial Network Investment Corporation 10 years, 7 months Oct 2002 - Present
Axa Ad Visors LLC 1 year, 4 months May 2001 - Sep 2002
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/05/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/05/2011
08/12/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 08/28/2001
General Securities Representative Examination Series 7 07/26/2001

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions