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Linda Carpenter Sharpton

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Information

Firm:
Type: Registered Representative
Description

Linda Sharpton is a financial professional at Investment Professionals, Inc., a broker-dealer with 383 registered representatives nationwide. Linda has held an industry securities registration for 17 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Investment Professionals, Inc. 1 year, 2 months Jul 2013 - Present
Palmetto Trust & Investment Group 2 years, 5 months Apr 2012 - Present
Studio Two Photography 5 years, 9 months Nov 2005 - Aug 2011
Chestnut Ridge Church 5 years, 6 months Jul 2004 - Jan 2010
Raymond James Financial Services, Inc. 14 years, 6 months Jan 1999 - Jul 2013
The Palmetto Bank 28 years, 11 months Oct 1985 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 09/05/2000
Uniform Securities Agent State Law ExaminationSeries 63 06/24/1996
General Securities Representative ExaminationSeries 7 03/04/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Linda Carpenter Sharpton has not answered any questions on Financial Q&A.

Top Guides

Linda Carpenter Sharpton has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
09/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees