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Randall Stephen Harrison

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Description

This advisor is no longer actively registered. Their most recent registration with SEIA ended in September 11, 2012.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Randall Stephen Harrison has not answered any questions on Financial Q&A.

Top Guides

Randall Stephen Harrison has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Jhfn/Sii 2 years, 9 months Aug 2010 - Present
SEIA 3 years, 2 months Mar 2010 - Present
Montage 9 months Jun 2009 - Mar 2010
School 13 years, 9 months Sep 1995 - Jun 2009
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 09/11/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Not registered
Not registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
09/11/2012
01/29/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 09/14/2011
General Securities Representative Examination Series 7 10/12/2010

Firm Compensation Arrangements

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No compensation arrangements listed.