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John Edward Ohlenbusch

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Information

Firm:
Type: Registered Representative
Description

John Ohlenbusch is a financial professional at Thrivent Investment Management Inc., a broker-dealer with over 3,600 registered representatives nationwide. John has held an industry securities registration for 23 years and is subject to FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Thrivent Financial for Lutherans 3 years, 10 months Sep 2010 - Present
Thrivent Investment Management Inc 3 years, 11 months Aug 2010 - Present
Mutual Service Corporation 5 years, 9 months Dec 2002 - Sep 2008
Money Managers, Inc. 10 years, 4 months Mar 2000 - Jul 2010
Ohlenbusch Wealth Planning 27 years, 7 months Dec 1982 - Jul 2010
Exams
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 08/11/1999
General Securities Principal ExaminationSeries 24 08/21/1985
General Securities Representative ExaminationSeries 7 06/15/1985
Direct Participation Programs Representative ExaminationSeries 22 04/28/1983
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 02/28/1983
Uniform Securities Agent State Law ExaminationSeries 63 02/28/1983

Answers and Guides

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Top Answers

John Edward Ohlenbusch has not answered any questions on Financial Q&A.

Top Guides

John Edward Ohlenbusch has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
08/18/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees