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Chris Michael Murray

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Information

Other Names: Chris Murray, Christopher Michael Murray, Christopher Murray
Firm:
Additional Firm:
Type: Dual Registration
Description

Chris Murray is an executive and is a minority owner of Private Wealth Advisors, LLC, a $164M RIA based in Fresno, CA. Chris is also registered with Mutual Securities, Inc., a broker-dealer with 150 registered representatives CA, OR, TX and AZ. Chris has held an industry securities registration for 8 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Mutual Securities, Inc 4 years, 9 months Jan 2010 - Present
Private Wealth Advisors, LLC 8 years, 1 month Sep 2006 - Present
Princor Financial Services Corporation 10 years, 9 months Apr 1999 - Jan 2010
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 09/23/2011
Uniform Investment Adviser Law ExaminationSeries 65 12/08/2005
General Securities Representative ExaminationSeries 7 05/20/1998
Uniform Securities Agent State Law ExaminationSeries 63 05/19/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Chris Michael Murray has not answered any questions on Financial Q&A.

Top Guides

Chris Michael Murray has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
10/03/2014
06/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions