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Chris Michael Murray

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Information

Other Names: Chris Murray, Christopher Michael Murray, Christopher Murray
Firm:
Additional Firm:
Type: Dual Registration
Description

Chris Murray is an executive and is a minority owner of Private Wealth Advisors, LLC, a $164M RIA based in Fresno, CA. Chris is also registered with Mutual Securities, Inc., a broker-dealer with 188 registered representatives CA, OR, TX and AZ. Chris has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Mutual Securities, Inc 4 years, 6 months Jan 2010 - Present
Private Wealth Advisors, LLC 7 years, 10 months Sep 2006 - Present
Princor Financial Services Corporation 10 years, 9 months Apr 1999 - Jan 2010
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 09/23/2011
Uniform Investment Adviser Law ExaminationSeries 65 12/08/2005
General Securities Representative ExaminationSeries 7 05/20/1998
Uniform Securities Agent State Law ExaminationSeries 63 05/19/1998

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Chris Michael Murray has not answered any questions on Financial Q&A.

Top Guides

Chris Michael Murray has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
10/02/2013
06/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions