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Chris Michael Murray

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Other Names: Chris Murray, Christopher Michael Murray, Christopher Murray
Additional Firm:
Type: SEC and FINRA Registered

Chris Murray is an executive and is a minority owner of Private Wealth Advisors, LLC, a $176M RIA based in Fresno, CA. Chris is also registered with Mutual Securities, Inc., a broker-dealer with 190 registered representatives CA, OR, TX and AZ. Chris has held an industry securities registration for 16 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Mutual Securities Inc 5 years, 9 months Jan 2010 - Present
Private Wealth Advisors, LLC 9 years, 1 month Sep 2006 - Present
Princor Financial Services Corporation 10 years, 9 months Apr 1999 - Jan 2010
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 09/23/2011
Uniform Investment Adviser Law ExaminationSeries 65 12/08/2005
General Securities Representative ExaminationSeries 7 05/20/1998
Uniform Securities Agent State Law ExaminationSeries 63 05/19/1998

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Chris Michael Murray has not answered any questions on Financial Q&A.

Top Articles

Chris Michael Murray has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

1 Customer Dispute

1 Customer Dispute

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions