Home  >  BrightScope Advisor Pages  >  Chris Michael Murray

help text

Chris Michael Murray

Other Names: Chris Murray, Christopher Michael Murray, Christopher Murray
Firm:
Mutual Securities, Inc.
Additional Firm:
Private Wealth Advisors, LLC
Managing Member
Type: Dual Registration
Contact Advisor
Edit Profile

Description

Chris Murray an executive and is a minority owner of Private Wealth Advisors, LLC, a $116M dollar RIA based in Fresno, CA. Chris is also registered with Mutual Securities, Inc., a broker-dealer with 125 registered representatives CA, OR, TX and AZ. Chris has held an industry securities registration for 14 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

help text

Answers and Guides

help text
0 Answers and 0 Financial Guides

Top Answers

Chris Michael Murray has not answered any questions on Financial Q&A.

Top Guides

Chris Michael Murray has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

help text
ownership pie chart
High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

help text
Employer Years Dates
Mutual Securities, Inc 3 years, 4 months Jan 2010 - Present
Private Wealth Advisors, LLC 6 years, 8 months Sep 2006 - Present
Princor Financial Services Corporation 10 years, 9 months Apr 1999 - Jan 2010
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 12/07/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

help text
Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute
As of Date
12/07/2011
06/07/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

help text
Exam Series Passed Date
General Securities Principal Examination Series 24 09/23/2011
Uniform Investment Adviser Law Examination Series 65 12/08/2005
General Securities Representative Examination Series 7 05/20/1998
Uniform Securities Agent State Law Examination Series 63 05/19/1998

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions