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Information

Other Names: Chris Murray, Christopher Michael Murray, Christopher Murray
Firm:
Additional Firm:
Type: Dual Registration
Description

Chris Murray is an executive and is a minority owner of Private Wealth Advisors, LLC, a $164M RIA based in Fresno, CA. Chris is also registered with Mutual Securities, Inc., a broker-dealer with 176 registered representatives CA, OR, TX and AZ. Chris has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Chris Michael Murray has not answered any questions on Financial Q&A.

Top Guides

Chris Michael Murray has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Mutual Securities, Inc 4 years, 3 months Jan 2010 - Present
Private Wealth Advisors, LLC 7 years, 7 months Sep 2006 - Present
Princor Financial Services Corporation 10 years, 9 months Apr 1999 - Jan 2010
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 10/02/2013, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

As of Date
10/02/2013
11/19/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 09/23/2011
Uniform Investment Adviser Law Examination Series 65 12/08/2005
General Securities Representative Examination Series 7 05/20/1998
Uniform Securities Agent State Law Examination Series 63 05/19/1998

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions