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Ethan De Naray

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Other Names: Ethan H Denaray, Ethan Hamilton De Naray
Type: SEC and FINRA Registered

Ethan De Naray is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,500 registered representatives nationwide. Ethan has held an industry securities registration for 2 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Bank of America, N.A. 5 years, 8 months Apr 2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated 7 years, 11 months Jan 2008 - Present
Citigroup Global Markets Inc. 5 years, 6 months Jul 2002 - Jan 2008
ExamSeriesPassed Date
Uniform Investment Adviser Law ExaminationSeries 65 10/09/2002
Uniform Securities Agent State Law ExaminationSeries 63 10/08/2002

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Ethan De Naray has not answered any questions on Financial Q&A.

Top Articles

Ethan De Naray has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions