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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Other Financial Planning
    • -Tax Planning
  • Insurance
    • -Life Insurance
    • -Long-Term Care Insurance
    • -Annuities
    • -Business Insurance
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients
    • -Other Portfolio Management

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Hightower Advisors, LLC 4 years, 10 months Apr 2011 - Present
Hightower Securities, LLC 4 years, 10 months Apr 2011 - Present
Bank of America, Na 1 year, 7 months Sep 2009 - Apr 2011
Merrill Lynch 12 years, 8 months Aug 1998 - Apr 2011

Designations & Memberships

  • Accredited Investment Fiduciary
    Designation
    Accredited Investment Fiduciary
    The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices.
  • Chartered Retirement Planning Counselor
    Designation
    Chartered Retirement Planning Counselor
    The CRPC Program focuses on the pre- and post-retirement needs of individuals, allowing you to transform the retirement planning process into a positive experience.

Articles and Answers

Insights by Joseph Romano

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    1
  • as of date
    Dec 25, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    1
  • as of date
    Jan 19, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Hightower Advisors, LLC

Last updated on April 6, 2015
    • $20.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 42K
      Accounts
    • $484.6K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Retainer Or Service Fees Or Some Combination Of 1, 2, 4, 5 & 7