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Information

Other Names: Stephanie Gert Rosen
Firm: No Current Employment Listed
Description

This advisor is no longer actively registered. Their most recent registration with Morgan Stanley & Co. Incorporated ended in August 1, 2013.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Stephanie Rosen has not answered any questions on Financial Q&A.

Top Guides

Stephanie Rosen has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Morgan Stanley & Co., Incorporated 7 years, 9 months Jul 2006 - Present
University of Wisconsin-Madison 9 months Aug 2005 - May 2006
Morgan Stanley 2 months Jun 2005 - Aug 2005
City University 3 months Jan 2005 - Apr 2005
University of Wisconsin-Madison 4 months Aug 2004 - Dec 2004
Morgan Stanley 2 months Jun 2004 - Aug 2004
University of Wisconsin-Madison 9 months Aug 2003 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Not registered
Disclosures

No Disclosures Found

As of Date
01/05/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 11/06/2012
General Securities Representative Examination Series 7 11/13/2006
Uniform Securities Agent State Law Examination Series 63 09/30/2006

Firm Compensation Arrangements

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No compensation arrangements listed.