Home  >  BrightScope Advisor Pages  >  Edward Linn Heartfield

Edward Linn Heartfield

Is this you? (Click to claim profile)
Contact Advisor

Information

Other Names: Edward Heartfield, Edward Linn Hearfield Jr, Edward Linn Heartfield Jr ...(see more)
Firm:
Type: Dual Registration
Description

Edward Heartfield is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,400 registered representatives nationwide. Edward has held an industry securities registration for 21 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 5 years, 9 months Jan 2009 - Present
Citigroup Global Markets Inc. 4 years, 4 months Sep 2004 - Jan 2009
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 06/10/1993
General Securities Representative ExaminationSeries 7 05/26/1993
National Commodity Futures ExaminationSeries 3 09/30/1992

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Edward Linn Heartfield has not answered any questions on Financial Q&A.

Top Guides

Edward Linn Heartfield has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
10/21/2014
08/03/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions