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Sofia Kotsou

Firm:
J.P. Morgan Securities LLC
Type: Registered Representative
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Description

Sofia Kotsou a financial professional at J.P. Morgan Securities LLC, a broker-dealer with over 8,250 registered representatives nationwide. Sofia has held an industry securities registration for a year and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Sofia Kotsou has not answered any questions on Financial Q&A.

Top Guides

Sofia Kotsou has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations
Investment Companies
Other Pooled Investment Vehicles
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
JP Morgan Securities Inc. 3 years, 1 month Apr 2010 - Present
Columbia University In The City of New York 1 year, 7 months Jul 2008 - Feb 2010
National Technical University of Athens 8 months Oct 2007 - Jun 2008
National Technical University of Athens 6 years Oct 2001 - Oct 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
01/06/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 11/29/2010
General Securities Representative Examination Series 7 08/18/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: (6) Performance-based fees