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Diana Catherine Bishop

Other Names: Diana Catherine Adkins
Firm:
PFS Investments Inc.
Type: Registered Representative
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Description

Diana Bishop a financial professional at PFS Investments Inc., a broker-dealer with over 13,900 registered representatives nationwide. Diana has held an industry securities registration for 13 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Diana Catherine Bishop has not answered any questions on Financial Q&A.

Top Guides

Diana Catherine Bishop has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Bob Usaf Academy 1 year, 10 months Jul 2011 - Present
PFS Investments, Inc 18 years, 5 months Dec 1994 - Present
Primerica Financial Services 19 years, 1 month Apr 1994 - Present
Dol Cipbo 22 years, 1 month Jun 1989 - Jul 2011
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
07/26/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Investment Company Products/Variable Contracts Representative Examination Series 6 08/15/1998
Uniform Securities Agent State Law Examination Series 63 07/05/1995

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets