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Robert Wayne Moore

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Information

Other Names: Bob Moore
Firm:
Type: Registered Representative
Description

Robert Moore is a financial professional at SCF Securities, Inc., a broker-dealer with 148 registered representatives CA. Robert has held an industry securities registration for 12 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
SCF Securities, Inc. 6 years, 8 months Dec 2007 - Present
Equity Services Inc 8 years, 4 months Jan 1999 - May 2007
Self Employed Insurance Agent 16 years, 4 months Apr 1998 - Present
Beneficial Life Ins. Co. 13 years, 10 months Jul 1993 - May 2007
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 04/15/1999
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 04/08/1999

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Wayne Moore has not answered any questions on Financial Q&A.

Top Guides

Robert Wayne Moore has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

2 Criminal Disclosures

As of Date
02/17/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Other: FEES PAID TO SCFS BY 3RD PARTY MANAGER