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Aaron Thomas Arriola

Firm:
M Holdings Securities, Inc.
Type: Registered Representative
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Description

Aaron Arriola a financial professional at M Holdings Securities, Inc., a broker-dealer with 775 registered representatives nationwide. Aaron has held an industry securities registration for 11 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Aaron Thomas Arriola has not answered any questions on Financial Q&A.

Top Guides

Aaron Thomas Arriola has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Bryanmark Financial Group, Inc. 6 years, 7 months Oct 2006 - Present
M Holdings Securities Inc. 6 years, 7 months Oct 2006 - Present
John Hancock Life Ins. Co. 9 years, 1 month Apr 2004 - Present
Lincoln Financial Advisors 2 years, 5 months Nov 2001 - Apr 2004
Lincoln National Life Insurance Co 2 years, 5 months Nov 2001 - Apr 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
02/02/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Principal Examination Series 24 05/24/2005
Uniform Combined State Law Examination Series 66 10/09/2000
General Securities Representative Examination Series 7 09/28/2000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions