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Christopher Ryan Fossum

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Christopher Fossum is a financial professional at First Trust Advisors Lp, an $85B RIA based in Wheaton, IL. Christopher is also registered with First Trust Portfolios L.P., a broker-dealer with 387 registered representatives nationwide. Christopher has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
First Trust Portfolios L.P. 6 years, 5 months Mar 2008 - Present
Ritchie Capital 3 months May 2006 - Aug 2006
Ritchie Capital 3 years, 4 months Apr 2004 - Aug 2007
Wheaton College 4 years, 4 months Aug 2003 - Dec 2007
Wheaton College 3 years, 9 months Aug 2003 - May 2007
Phillips Photography 2 years, 3 months May 2003 - Aug 2005
Kroger 1 year, 6 months May 2001 - Nov 2002
Chattahoochee High School 3 years, 9 months Sep 1999 - Jun 2003
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 07/02/2008
General Securities Representative ExaminationSeries 7 05/14/2008

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Christopher Ryan Fossum has not answered any questions on Financial Q&A.

Top Guides

Christopher Ryan Fossum has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
Investment Companies
High Net Worth Individuals
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
01/23/2012
01/21/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Other: FIXED FEES PER UNIT (UITS) FOR SUPERVISORY SERVICES