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Alberto Elias Hernandez

Other Names: Alberto Hernandez
Firm:
Suntrust Investment Services, Inc.
Type: Dual Registration
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Description

Alberto Hernandez a financial professional at Suntrust Investment Services, Inc., a broker-dealer with over 1,750 registered representatives nationwide. Alberto has held an industry securities registration for 3 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Alberto Elias Hernandez has not answered any questions on Financial Q&A.

Top Guides

Alberto Elias Hernandez has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Corporations or Other Businesses
Charitable Organizations

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Suntrust Investment Services, Inc. 3 years, 2 months Mar 2010 - Present
Suntrust Investment Services 2 years, 9 months Nov 2008 - Aug 2011
Suntrust Bank 8 years Aug 2003 - Aug 2011
Better Homes Remodeling 2 years, 10 months Oct 2000 - Aug 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
07/26/2012
01/28/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Uniform Combined State Law Examination Series 66 10/19/2011
General Securities Representative Examination Series 7 03/17/2011
Uniform Securities Agent State Law Examination Series 63 05/20/2010
Investment Company Products/Variable Contracts Representative Examination Series 6 03/24/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions