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Information

Other Names: Victoria B Ottuso, Victoria Ottuso
Firm:
Type: Registered Representative
Description

Victoria Ottuso is a financial professional at Goldman, Sachs & Co., a broker-dealer with over 7,300 registered representatives nationwide. Victoria has held an industry securities registration for less than a year and is subject to FINRA oversight.

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Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Victoria Blair Ottuso has not answered any questions on Financial Q&A.

Top Guides

Victoria Blair Ottuso has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

High Net Worth Individuals
Corporations or Other Businesses
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Other Investment Advisors
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Goldman, Sachs & Co. 2 years, 9 months Jul 2011 - Present
Federal Court Judge of West Palm Beach 1 month Jul 2009 - Aug 2009
UBS 2 years, 2 months Jun 2008 - Aug 2010
Vanderbilt University - Tennes 3 years, 9 months Aug 2007 - May 2011
University of Florida - Florid 1 month Jul 2007 - Aug 2007
Alpha and Omega Music Studios 1 year, 9 months Aug 2005 - May 2007
Vero Beach Senior High School 3 years, 10 months Aug 2003 - Jun 2007
Saint Edward's Middle School 2 years, 10 months Aug 2000 - Jun 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
04/18/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Uniform Securities Agent State Law Examination Series 63 10/20/2011
General Securities Representative Examination Series 7 09/26/2011

Firm Compensation Arrangements

help text

Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions
  • Other: (6) Performance-based fees
  • Other: EXECUTION CHARGES, CUSTODY, CONSOLIDATED REPORTS, MANAGEMENT FEE