Scott Jarnot is a financial professional at Royal Alliance Associates, Inc., a broker-dealer with over 2,050 registered representatives nationwide. Scott has held an industry securities registration for 8 years and is subject to FINRA oversight.
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|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
|State or Municipal Government Entities|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Royal Alliance Associates, Inc.||8 years, 10 months||May 2005 - Present|
|Ids Life Insurance Company||8 years, 9 months||Aug 1996 - May 2005|
|American Express Financial Advisors Inc.||8 years, 9 months||Aug 1996 - May 2005|
1 Customer Dispute
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Securities Agent State Law Examination||Series 63||07/30/1996|
|General Securities Representative Examination||Series 7||11/22/1995|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees