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Scott Paul Jarnot

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Information

Other Names: Scott Paul Jarnet
Firm:
Additional Firm:
Type: Dual Registration
Description

Scott Jarnot is a financial professional at Royal Alliance Associates, Inc., a broker-dealer with over 1,900 registered representatives nationwide. Scott is also registered with Financial Dimensions Group, Inc., a $446M RIA based in Arden Hills, MN. Scott has held an industry securities registration for less than a year and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Financial Dimensions Group, Inc. 9 years, 5 months May 2005 - Present
Royal Alliance Associates, Inc. 9 years, 5 months May 2005 - Present
Ids Life Insurance Company 8 years, 9 months Aug 1996 - May 2005
American Express Financial Advisors Inc. 8 years, 9 months Aug 1996 - May 2005
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 07/30/1996

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Scott Paul Jarnot has not answered any questions on Financial Q&A.

Top Guides

Scott Paul Jarnot has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
09/08/2014
09/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: ADVISER MAY SHARE IN THIRD PARTY MANAGER FEES