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Scott Paul Jarnot

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Information

Other Names: Scott Paul Jarnet
Firm:
Additional Firm:
Type: SEC and FINRA Registered
Description

Scott Jarnot is a financial professional at Royal Alliance Associates, Inc., a broker-dealer with over 2,100 registered representatives nationwide. Scott is also registered with Financial Dimensions Group, Inc., a $535M RIA based in Arden Hills, MN. Scott has held an industry securities registration for 19 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Financial Dimensions Group, Inc. 10 years, 4 months May 2005 - Present
Royal Alliance Associates, Inc. 10 years, 4 months May 2005 - Present
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 07/30/1996
General Securities Representative ExaminationSeries 7 11/22/1995

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Scott Paul Jarnot has not answered any questions on Financial Q&A.

Top Articles

Scott Paul Jarnot has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
05/03/2015
09/25/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: ADVISER MAY SHARE IN THIRD PARTY MANAGER FEES