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Scott Paul Jarnot

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Information

Other Names: Scott Paul Jarnet
Firm:
Additional Firm:
Type: Dual Registration
Description

Scott Jarnot is a financial professional at Royal Alliance Associates, Inc., a broker-dealer with over 2,000 registered representatives nationwide. Scott is also registered with Financial Dimensions Group, Inc., a $446M RIA based in Arden Hills, MN. Scott has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Royal Alliance Associates, Inc. 9 years, 4 months May 2005 - Present
Financial Dimensions Group, Inc. 9 years, 4 months May 2005 - Present
American Express Financial Advisors Inc. 8 years, 9 months Aug 1996 - May 2005
Ids Life Insurance Company 8 years, 9 months Aug 1996 - May 2005
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 07/30/1996
General Securities Representative ExaminationSeries 7 11/22/1995

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Scott Paul Jarnot has not answered any questions on Financial Q&A.

Top Guides

Scott Paul Jarnot has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

1 Customer Dispute

As of Date
09/08/2014
04/23/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: ADVISER MAY SHARE IN THIRD PARTY MANAGER FEES