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Carlos Emilio Arguello

Other Names: Carlos Emilio Arguello II
Firm:
Bac Florida Investments
Type: Registered Representative
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Description

Carlos Arguello is a financial professional at Bac Florida Investments. Carlos has held an industry securities registration for 7 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Carlos Emilio Arguello has not answered any questions on Financial Q&A.

Top Guides

Carlos Emilio Arguello has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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No client types listed.

Experience and Employment History

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Employer Years Dates
Bac Florida Investments 7 years, 4 months Feb 2006 - Present
Bac Florida Bank 7 years, 4 months Feb 2006 - Present
Gsts, LLC 6 months Aug 2005 - Feb 2006
John Hancock/ Signator 1 year, 1 month Jul 2004 - Aug 2005
Gsts, LLC 1 year, 1 month Jun 2003 - Jul 2004
Standard Chartered Bank 5 years, 11 months Jun 1997 - May 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
10/22/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Representative Examination Series 7 07/17/2002

Firm Compensation Arrangements

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No compensation arrangements listed.