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Courtney Paige Bayley

Description

Courtney Bayley a financial professional at Argentus Advisors, LLC, a $328M dollar RIA based in Dallas, TX. Courtney is also registered with Summitalliance Securities, L.L.C.. Courtney has held an industry securities registration for a year and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Courtney Paige Bayley has not answered any questions on Financial Q&A.

Top Guides

Courtney Paige Bayley has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Argentus Advisors, LLC 2 years, 2 months Mar 2011 - Present
Summitalliance Securities, L.L.C. 2 years, 6 months Nov 2010 - Present
Summitalliance Investment Group 2 years, 9 months Aug 2010 - Present
Dimensional Fund Advisors 1 year, 10 months Oct 2008 - Aug 2010
Teo's 3 months May 2006 - Aug 2006
University of Texas 3 years, 9 months Aug 2004 - May 2008
Tooling Investments 4 years, 5 months May 2004 - Oct 2008
Spring Creek Bbq 2 years, 1 month Apr 2003 - May 2005
Mansfield High School 3 years, 9 months Aug 2000 - May 2004
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/01/2011, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
SEC
FINRA
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found
As of Date
11/01/2011
11/01/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
Registered Options Principal Examination Series 4 09/01/2011
General Securities Principal Examination Series 24 06/07/2011
Uniform Combined State Law Examination Series 66 03/14/2011
General Securities Representative Examination Series 7 12/03/2010

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees