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Information

Firm:
Type: Registered Representative
Description

Claudia Ripper is a financial professional at Hsbc Securities (USA) Inc., a broker-dealer with over 2,300 registered representatives nationwide. Claudia has held an industry securities registration for 4 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Claudia Ripper has not answered any questions on Financial Q&A.

Top Guides

Claudia Ripper has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Other Pooled Investment Vehicles
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Hsbc Securities (USA) Inc. 4 years, 3 months Jan 2010 - Present
Itau Europa Securities Inc. 11 months Jul 2008 - Jun 2009
Banco Itau Europa International 2 years Jun 2007 - Jun 2009
Bankofamerica 2 years May 2005 - May 2007
Bcp Securities, LLC 2 years, 1 month Apr 2003 - May 2005
Lloyds Bank Plc 2 years, 8 months Aug 2000 - Apr 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
08/24/2011
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Representative Examination Series 7 10/06/2008

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees