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Melissa Lavers

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Information

Other Names: Melissa S Lavers, Melissa Steadman Lavers
Firm:
Type: Dual Registration
Description

Melissa Lavers is a financial professional at Merrill Lynch, Pierce, Fenner & Smith Incorporated, a broker-dealer with over 32,300 registered representatives nationwide. Melissa has held an industry securities registration for 6 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Bank of America,Na 2 years, 8 months Mar 2012 - Present
Merrill Lynch Pierce Fenner & Smith 2 years, 10 months Jan 2012 - Present
Gci Energy 6 months Jul 2011 - Jan 2012
Wells Fargo Advisors, LLC 9 months Sep 2010 - Jun 2011
Wells Fargo Investments, LLC. 9 months Dec 2009 - Sep 2010
Wells Fargo Investments, LLC 1 year, 4 months Aug 2006 - Dec 2007
Wells Fargo Bank, N.A. 4 years, 3 months Sep 2005 - Dec 2009
National Planning Corporation 11 months Sep 2004 - Aug 2005
Fresh Aire Personnel Services 15 years, 10 months Feb 1989 - Dec 2004
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 10/26/2006
Uniform Securities Agent State Law ExaminationSeries 63 12/06/2004

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Melissa Lavers has not answered any questions on Financial Q&A.

Top Guides

Melissa Lavers has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
State or Municipal Government Entities
Corporations or Other Businesses
Other
Other Pooled Investment Vehicles
Charitable Organizations
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
08/17/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions