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Peter James Morris

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Type: SEC and FINRA Registered

Peter Morris is a financial professional at Park Avenue Securities LLC, a broker-dealer with over 2,850 registered representatives nationwide. Peter has held an industry securities registration for 5 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Guardian Life Insurance Company 2 years, 6 months Apr 2013 - Present
Park Avenue Securities 2 years, 6 months Apr 2013 - Present
Guardian Life Insurance Company 3 years, 5 months Nov 2009 - Apr 2013
Park Avenue Securities 3 years, 5 months Nov 2009 - Apr 2013
The Bullfinch Group 6 years, 2 months Aug 2009 - Present
Sigmatel Life 3 years, 1 month Jul 2005 - Aug 2008
ExamSeriesPassed Date
General Securities Representative ExaminationSeries 7 12/10/2009
Uniform Combined State Law ExaminationSeries 66 12/03/2009

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Peter James Morris has not answered any questions on Financial Q&A.

Top Articles

Peter James Morris has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees