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Peter James Morris

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Information

Firm:
Type: Dual Registration
Description

Peter Morris is a financial professional at Park Avenue Securities LLC, a broker-dealer with over 2,800 registered representatives nationwide. Peter has held an industry securities registration for 4 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Park Avenue Securities 1 year, 5 months Apr 2013 - Present
Guardian Life Insurance Company 1 year, 5 months Apr 2013 - Present
Park Avenue Securities 3 years, 5 months Nov 2009 - Apr 2013
Guardian Life Insurance Company 3 years, 5 months Nov 2009 - Apr 2013
The Bullfinch Group 5 years, 1 month Aug 2009 - Present
Sigmatel Life 3 years, 1 month Jul 2005 - Aug 2008
Freescale Semi 7 years, 6 months Jan 1998 - Jul 2005
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 12/03/2009

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Peter James Morris has not answered any questions on Financial Q&A.

Top Guides

Peter James Morris has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
09/10/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees