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Information

Other Names: Jamie Rowe
Firm:
Additional Firm:
Type: Dual Registration
Description

Ernest Rowe is a financial professional at Intervest International, Inc., a $473M RIA based in Colorado Springs, CO. Ernest is also registered with Intervest International Equities Corporation, a broker-dealer with 66 registered representatives nationwide. Ernest has held an industry securities registration for 18 years and is subject to SEC and FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Ernest James Rowe has not answered any questions on Financial Q&A.

Top Guides

Ernest James Rowe has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Experience and Employment History

Employer Years Dates
Intervest International Equities Corporation 4 years, 9 months Jul 2009 - Present
Dynamic Financial 7 years, 3 months Jan 2007 - Present
Sunset Financial Services, Inc. 13 years, 5 months Aug 1995 - Jan 2009
Kansas City Life Ins Co 32 years, 6 months Nov 1976 - May 2009
Rowe Agency 30 years, 2 months Nov 1976 - Jan 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 11/26/2012, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Customer Dispute

1 Termination

As of Date
11/26/2012
02/05/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
Investment Company Products/Variable Contracts Principal Examination Series 26 03/15/2004
Uniform Securities Agent State Law Examination Series 63 02/02/1996
Investment Company Products/Variable Contracts Representative Examination Series 6 12/28/1993

Firm Compensation Arrangements

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No compensation arrangements listed.