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Ernest James Rowe

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Information

Other Names: Jamie Rowe
Firm:
Additional Firm:
Type: SEC and FINRA Registered
Description

Ernest Rowe is a financial professional at Intervest International Equities Corporation, a broker-dealer with 65 registered representatives nationwide. Ernest is also registered with Intervest International, Inc., a $547M RIA based in Colorado Springs, CO. Ernest has held an industry securities registration for 20 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Intervest International Equities Corporation 6 years, 2 months Jul 2009 - Present
Dynamic Financial 8 years, 8 months Jan 2007 - Present
Sunset Financial Services, Inc. 13 years, 5 months Aug 1995 - Jan 2009
Kansas City Life Ins Co 32 years, 6 months Nov 1976 - May 2009
Rowe Agency 30 years, 2 months Nov 1976 - Jan 2007
Exams
ExamSeriesPassed Date
Investment Company Products/Variable Contracts Principal ExaminationSeries 26 03/15/2004
Uniform Securities Agent State Law ExaminationSeries 63 02/02/1996
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 12/28/1993

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Ernest James Rowe has not answered any questions on Financial Q&A.

Top Articles

Ernest James Rowe has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

1 Customer Dispute

1 Termination

1 Customer Dispute

1 Termination

As of Date
05/07/2015
12/09/2014
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

No compensation arrangements listed.