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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Securities America Advisors 4 months, 1 week Oct 2015 - Present
Securities America Inc 4 months, 1 week Oct 2015 - Present
Intervest International Equities Corporation 6 years, 3 months Jul 2009 - Oct 2015
Dynamic Financial 9 years, 1 month Jan 2007 - Present
Sunset Financial Services, Inc. 13 years, 5 months Aug 1995 - Jan 2009
Kansas City Life Ins Co 32 years, 6 months Nov 1976 - May 2009
Rowe Agency 30 years, 2 months Nov 1976 - Jan 2007
Are You
Ernest James Rowe?
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Designations & Memberships

  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

Articles and Answers

Insights by Ernest Rowe

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    2
  • as of date
    Nov 3, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    2
  • as of date
    Nov 3, 2015
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Securities America Advisors, Inc.

Last updated on July 20, 2015
    • $12.8B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 85K
      Accounts
    • $151.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Solicitor/Referral Fees
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