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Dale Curtis Berry

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Information

Firm:
Additional Firm:
Type: Dual Registration
Description

Dale Berry is a financial professional at Nylife Securities LLC, a broker-dealer with over 8,250 registered representatives nationwide. Dale is also registered with Eagle Strategies LLC, a $4B RIA. Dale has held an industry securities registration for 29 years and is subject to SEC and FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Eagle Strategies LLC 3 years, 5 months Apr 2011 - Present
Nylife Securities Inc. 10 years Sep 2004 - Present
New York Life Insurance Company 10 years Sep 2004 - Present
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 12/29/2000
General Securities Representative ExaminationSeries 7 08/21/2000
Investment Company Products/Variable Contracts Representative ExaminationSeries 6 01/17/1985
Uniform Securities Agent State Law ExaminationSeries 63 01/17/1985

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Dale Curtis Berry has not answered any questions on Financial Q&A.

Top Guides

Dale Curtis Berry has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Banking or Thrift Institutions
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses
State or Municipal Government Entities

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
08/03/2014
08/03/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions