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Robert Baker

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Information

Firm:
Type: Registered Representative
Description

Robert Baker is a financial professional at Sunstreet Securities, LLC, a broker-dealer with 35 registered representatives NJ, WA, DE and NV. Robert has held an industry securities registration for 14 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
Sunstreet Securities, LLC 2 years, 8 months Jan 2012 - Present
Brokersxpress 2 years, 9 months Apr 2009 - Jan 2012
Wedbush Morgan Securities 1 year, 10 months Jun 2007 - Apr 2009
Brookstreet Securities Corporation 2 years, 1 month Mar 2007 - Apr 2009
Quest Capital Strategies, Inc. 8 years Mar 1999 - Mar 2007
Exams
ExamSeriesPassed Date
General Securities Principal ExaminationSeries 24 06/01/2007
Uniform Securities Agent State Law ExaminationSeries 63 05/09/1997
General Securities Representative ExaminationSeries 7 05/06/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Baker has not answered any questions on Financial Q&A.

Top Guides

Robert Baker has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Customer Dispute

2 Customer Disputes Pending

8 Final Judgments

As of Date
03/13/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: REFERRAL FEES