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Information

Firm:
Type: Registered Representative
Description

Robert Baker is a financial professional at Sunstreet Securities, LLC, a broker-dealer with 33 registered representatives NJ, WA, DE and NV. Robert has held an industry securities registration for 14 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Robert Baker has not answered any questions on Financial Q&A.

Top Guides

Robert Baker has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

Employer Years Dates
Sunstreet Securities, LLC 2 years, 3 months Jan 2012 - Present
Brokersxpress 2 years, 9 months Apr 2009 - Jan 2012
Wedbush Morgan Securities 1 year, 10 months Jun 2007 - Apr 2009
Brookstreet Securities Corporation 2 years, 1 month Mar 2007 - Apr 2009
Quest Capital Strategies, Inc. 8 years Mar 1999 - Mar 2007
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

1 Customer Dispute

2 Customer Disputes Pending

8 Final Judgments

As of Date
03/13/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

Exam Series Passed Date
General Securities Principal Examination Series 24 06/01/2007
Uniform Securities Agent State Law Examination Series 63 05/09/1997
General Securities Representative Examination Series 7 05/06/1997

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
  • Other: REFERRAL FEES