Robert Baker is a financial professional at Sunstreet Securities, LLC, a broker-dealer with 33 registered representatives NJ, WA, DE and NV. Robert has held an industry securities registration for 14 years and is subject to FINRA oversight.
Top AnswersRobert Baker has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|Sunstreet Securities, LLC||2 years, 2 months||Jan 2012 - Present|
|Brokersxpress||2 years, 9 months||Apr 2009 - Jan 2012|
|Wedbush Morgan Securities||1 year, 10 months||Jun 2007 - Apr 2009|
|Brookstreet Securities Corporation||2 years, 1 month||Mar 2007 - Apr 2009|
|Quest Capital Strategies, Inc.||8 years||Mar 1999 - Mar 2007|
1 Customer Dispute
2 Customer Disputes Pending
8 Final Judgments
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.
|General Securities Principal Examination||Series 24||06/01/2007|
|Uniform Securities Agent State Law Examination||Series 63||05/09/1997|
|General Securities Representative Examination||Series 7||05/06/1997|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees
- Other: REFERRAL FEES