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Karyn Sue Laughrun

Other Names: Karyn Sue Heilman
Firm:
Scott & Stringfellow, LLC
Type: Registered Representative
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Description

Karyn Laughrun is a financial professional at Scott & Stringfellow, LLC, a broker-dealer with 574 registered representatives nationwide. Karyn has held an industry securities registration for 17 years and is subject to FINRA oversight.

BrightScope Advisor Metrics

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Answers and Guides

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0 Answers and 0 Financial Guides

Top Answers

Karyn Sue Laughrun has not answered any questions on Financial Q&A.

Top Guides

Karyn Sue Laughrun has not contributed any Financial Guides on Financial Q&A.
*Answers and guides are provided without compensation.

Firm Client Types

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ownership pie chart
Individuals
High Net Worth Individuals
Other Investment Advisors
State or Municipal Government Entities
Investment Companies
Charitable Organizations
Corporations or Other Businesses
Pension and Profit Sharing Plans
Banking or Thrift Institutions
Insurance Companies

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Experience and Employment History

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Employer Years Dates
Scott & Stringfellow, Inc 9 years, 7 months Nov 2003 - Present
A. G. Edwards & Sons, Inc. 10 years, 7 months Apr 1993 - Nov 2003
*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of , and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Licenses and Conduct

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Regulator
FINRA
License Status
Registered
Disclosures

No Disclosures Found
As of Date
02/24/2009
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Advisor Exams

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Exam Series Passed Date
General Securities Sales Supervisor - General Module Examination Series 10 12/13/2002
General Securities Sales Supervisor - Options Module Examination Series 9 12/13/2002
Uniform Securities Agent State Law Examination Series 63 06/12/1995
General Securities Representative Examination Series 7 04/28/1995

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Commissions