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Kevin Alan Shaw

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Information

Other Names: Alan Shaw
Firm:
Type: Registered Representative
Description

Kevin Shaw is a financial professional at 1st Global Capital Corp., a broker-dealer with 886 registered representatives nationwide. Kevin has held an industry securities registration for 12 years and is subject to FINRA oversight.

Advisor Timeline

No timeline events available.
Experience
EmployerYearsDates
1st Global Capital Corp. 8 years, 4 months Jun 2006 - Present
Teksystems, Inc. 2 months Apr 2006 - Jun 2006
Countrywide Home Loans 2 months Apr 2006 - Jun 2006
Clark Securities, Inc 1 year, 11 months May 2004 - Apr 2006
Clark Consulting 3 years, 5 months Nov 2002 - Apr 2006
Fidelity Investments 6 years, 11 months Nov 1995 - Oct 2002
Fidelity Brokerage Services, Inc. 6 years, 11 months Nov 1995 - Oct 2002
Exams
ExamSeriesPassed Date
Uniform Securities Agent State Law ExaminationSeries 63 11/28/1997
General Securities Representative ExaminationSeries 7 10/17/1997

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Kevin Alan Shaw has not answered any questions on Financial Q&A.

Top Guides

Kevin Alan Shaw has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

No client types listed.

Licenses and Conduct

Regulator
License Status
Registered
Disclosures

No Disclosures Found

As of Date
03/13/2012
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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No compensation arrangements listed.