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Michael J Dieter

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Information

Other Names: Michael J. Dieter
Firm:
Type: Dual Registration
Description

Michael Dieter is a financial professional at Metlife Securities Inc., a broker-dealer with over 6,600 registered representatives nationwide. Michael has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Experience
EmployerYearsDates
Metlife Securities 7 years Oct 2007 - Present
The Prudential Insurance Company of America 4 years, 8 months Jan 2003 - Sep 2007
Pruco Securities 4 years, 8 months Jan 2003 - Sep 2007
Exams
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/04/2003
General Securities Representative ExaminationSeries 7 02/24/2003

Answers and Guides

0 Answers and 0 Financial Guides

Top Answers

Michael J Dieter has not answered any questions on Financial Q&A.

Top Guides

Michael J Dieter has not contributed any Financial Guides.
*Answers and guides are provided without compensation.

Firm Client Types

Individuals
High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Other
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

Regulator
License Status
Registered
Registered
Disclosures

No Disclosures Found

No Disclosures Found

As of Date
09/10/2014
11/15/2013
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees