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Michael J Dieter

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Other Names: Michael J. Dieter
Type: SEC and FINRA Registered

Michael Dieter is a financial professional at Metlife Securities Inc., a broker-dealer with over 7,100 registered representatives nationwide. Michael has held an industry securities registration for 7 years and is subject to SEC and FINRA oversight.

Funds Used With Clients

No advisor funds listed.

Advisor Timeline

No timeline events available.
Metlife Securities 8 years Oct 2007 - Present
The Prudential Insurance Company of America 4 years, 8 months Jan 2003 - Sep 2007
Pruco Securities 4 years, 8 months Jan 2003 - Sep 2007
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/04/2003
General Securities Representative ExaminationSeries 7 02/24/2003

Answers and Articles

0 Answers and 0 Financial Articles

Top Answers

Michael J Dieter has not answered any questions on Financial Q&A.

Top Articles

Michael J Dieter has not contributed any Financial Articles.
*Answers and articles are provided without compensation.

Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees