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Michael J Dieter

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Other Names: Michael J. Dieter
Type: Dual Registration

Michael Dieter is a financial professional at Metlife Securities Inc., a broker-dealer with over 6,600 registered representatives nationwide. Michael has held an industry securities registration for 11 years and is subject to SEC and FINRA oversight.

Advisor Timeline

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Metlife Securities 7 years Oct 2007 - Present
The Prudential Insurance Company of America 4 years, 8 months Jan 2003 - Sep 2007
Pruco Securities 4 years, 8 months Jan 2003 - Sep 2007
ExamSeriesPassed Date
Uniform Combined State Law ExaminationSeries 66 03/04/2003
General Securities Representative ExaminationSeries 7 02/24/2003

Answers and Guides

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Top Guides

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Firm Client Types

High Net Worth Individuals
Pension and Profit Sharing Plans
Charitable Organizations
Corporations or Other Businesses

*The Client Types data displayed is firm level data as reported on the SEC ADV filing.

Licenses and Conduct

License Status

No Disclosures Found

No Disclosures Found

As of Date
*This advisor may not be SEC registered. The SEC maintains the database for state registered advisors as well as SEC registered advisors.
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
*BrightScope is not endorsed by or affiliated with FINRA.

Firm Compensation Arrangements

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Types of Compensation Arrangements

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  • Hourly Charges
  • Fixed Fees