|Other Names:||Percival R Piper, Percival Robert Piper Jr|
Percival Piper is a financial professional at AXA Advisors, LLC, a broker-dealer with over 5,600 registered representatives nationwide. Percival has held an industry securities registration for 38 years and is subject to FINRA oversight.
Top AnswersPercival Robert Piper has not answered any questions on Financial Q&A.
|High Net Worth Individuals|
|Pension and Profit Sharing Plans|
|Corporations or Other Businesses|
*The Client Types data displayed is firm level data as reported on the SEC ADV filing.
|AXA Advisors, LLC||14 years, 6 months||Sep 1999 - Present|
|The Equitable Life Assurance Society of The United States||31 years, 2 months||Jul 1973 - Sep 2004|
No Disclosures Found
|As of Date||
*A single dispute is often reported by both the SEC and FINRA and therefore will be reported as both an SEC dispute and FINRA dispute in this section.
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|Uniform Securities Agent State Law Examination||Series 63||05/24/1984|
|Registered Representative Examination||Series 1||03/21/1974|
Types of Compensation Arrangements
- Percentage of Assets
- Hourly Charges
- Fixed Fees